中信证券股份有限公司（以下简称“中信证券”或“公司”），于1995年10月25日在北京成立。2002年12月13日，经中国证券监督管理委员会核准，中信证券向社会公开发行4亿股普通A股股，2003年1月6日在上海证券交易所挂牌上市交易，股简称“中信证券”，股代码“600030”。 2011年10月6日在香港联合交易所上市交易，股代码为“6030”。
中信证券主营业务范围为：证券经纪（限山东省、河南省、浙江省、福建省、江西省以外区域）；证券投资咨询；与证券交易、证券投资活动有关的财务顾问；证券承销与保荐；证券自营；证券资产管理；融资融券；证券投资基金代销；为期货公司提供中间介绍业务；代销金融产品。
2012年，公司各项主营业务排名继续位居中国证券行业前列。经纪业务合并市场份额5.76%，保持市场。投行业务完成股主承销项目30单，主承销金额人民币506亿元，市场份额10.53%，排名市场第二；完成债券主承销项目137单，主承销金额人民币2,153.55亿元，市场份额5.13%，排名同业；完成并购交易项目19单，其中境内10单，跨境9单。资产管理业务管理资产规模人民币2,508.39亿元，排名同业。固定收益业务债券做市交易量人民币4.2万亿元，全市场排名第四，同业排名。融资融券合并业务余额人民币88.38亿元，市场份额9.87%，排名市场。QFII客户增72家，客户交易量排名市场。研究业务连续七年荣获新财富“本土佳研究团队”名。
截2012年12月31日，中信证券持股5%以上的股东为中国中信集团公司（持股比例为20.30%）。公司依托大股东——中国中信集团公司，与中信银行、中信信托、信诚人寿保险等公司共同组成中信控股之综合经营模式，并与中信国际金融控股共同为客户提供境内外全面金融服务。
中信证券下属中信证券（浙江）有限责任公司、中信万通证券有限责任公司、中信证券国际有限公司、中证期货有限公司、金石投资有限公司、中信证券投资有限公司等6家控股子公司，下属华夏基金管理有限公司、中信产业投资基金管理有限公司、建投中信资产管理有限公司、中信标普指数信息服务（北京）有限公司等4家参股子公司。
上市以来，中信证券进行了两次增资扩股，2006年非公开发行5亿股，募集资金约46亿元；2007年公开发行3.34亿股，募集资金约250亿元。2008年4月，公司实施资本公积转增。转增完成后，公司总股本达6,630,467,600股。2010年6月，公司实施资本公积转增。转增完成后，公司总股本达9,945,701,400股。2011年9月-10月公司完成H股发行，公司总股本达1,101,690.84万股，其中，A股983,858.07万股，H股117,832.77万股。截2012年12月31日，公司总资产1685.08亿元，净资产864.65亿元，净资本404.72亿元，是国内规模大的证券公司。
About Us
CITIC Securities Co., Ltd. (CITICS) was incorporated in Beijing on October 25, 1995.Upon approval of Chinese Securities Regulatory Commission (CSRC) on December 13, 2002, CITICS undertook an initial public offering (IPO) of 400 million common A shares. On January 6, 2003, CITICS (Ticker: 600030) was listed on the Shanghai Stock Exchange. On October 6, 2011, CITICS (Ticker: 6030) was listed on the Hong Kong Exchange, with H shares in issue total of 1,094,830,000.
The business scope of the Company covers: securities brokerage (for areas other than Shandong Province, Henan Province, Zhejiang Province, Fujian Province and Jiangxi Province); securities investment consulting; financial advisory services related to securities trading and securities investment activities; securities underwriting and sponsorship; securities proprietary business; securities asset management; margin financing and securities lending; securities investment fund sales agency; provision of brokerage services to futures companies; and distribution of financial products.
In 2012, our major businesses maintained their leading positions in China’s securities industry. The brokerage business accounted for 5.76% of the combined market share, maintaining its number one position in the market. Our investment banking team completed a total of 30 equity lead underwriting transactions and 137 bond lead underwriting transactions, with a lead underwriting amount of RMB50.6 billion and RMB215.36 billion, accounting for 10.53% and 5.13% of the market share, and ranking second and first among brokers, respectively. We completed 19 merger and acquisition deals, of which 10 were domestic transactions and nine were cross-border transactions. The AUM of our asset management business reached RMB250.84 billion, ranking first among our peers. Our fixed income business completed a total bond market-making volume of RMB4.2 trillion, ranking fourth in the entire market and first among brokers. The outstanding balance of our margin financing and securities lending amounted to RMB8.84 billion, securing a market share of 9.87%, which was ranked first in the market. The number of our QFII clients increased to 72, with the trading volume ranking first in the market. Our research business was ranked first for the seventh consecutive year as the “Best Local Research Team” by New Fortune Magazine.
As of 31 December 2012, CITIC Group is the shareholder holding more than 5% of the total shares of the Company (percentage to the total number of shares is 20.30%). Leveraging the synergy of CITIC Group, CITIC Bank, CITIC Trust, and CITIC Prudential, the Company provides comprehensive financial services home and abroad, together with CITIC International Financial Holdings Limited.
CITICS holds controlling stakes in six subsidiaries, namely: CITIC Securities (Zhejiang) Co., Ltd, CITIC Wantong Securities Co., Ltd, CITIC Securities International Company Limited (“CSI”), CITIC Futures Co., Ltd, GoldStone Investment Co., Ltd., and CITIC Securities Investment Company Limited (CITIC Securities Investment) and holds non-controlling stakes in four principal subsidiaries, namely China AMC, CITIC PE Fund, Jiantou Zhongxin Asset Management Co., Ltd., and S&P/CITIC Index Information Services (Beijing) Co., Ltd.
Since the A share IPO, the Company completed two secondary offerings. The Company issued 500,000,000 A Shares by private placement and 334,000,000 A shares by public offering respectively in 2006 and 2007, and raised around RMB4.6 billion and RMB 25 billion subsequently. After tow capitalization issue, the total number of issued Share of the Company increased to 6,630,467,600 in April 2008 and 9,945,701,400 in June 2010. The Company completed the H-share IPO in September and October of 2011, and the total number of issued Shares of the Company increased from 9,945,701,400 to 11,016,908,400, of which 9,838,580,700 Shares were A Shares and 1,178,327,700 Shares were H Shares. As of 31 December 2012, the Company maintained the largest securities company in China, with a total asset of RMB168.51billion, equity of RMB86.47 billion, and net capital of RMB40.47 billion.